Lone Star Markets & Federal Receiverships:
Regulatory Shifts & Emergency Case Law

Wednesday, September 16, 2026 | 5:30 – 9:00 PM | The Joule

Join us for a split-panel discussion on the changes shaping Texas markets and federal receivership law.

Panel 1: Texas Market & Regulatory Update
The session opens with an update on the Texas Stock Exchange, including what to expect, projected timing, competition, and oversight. Cristi Ochoa, Deputy Securities Commissioner with the Texas State Securities Board, will share her perspective on how the exchange is developing from a business standpoint and what it means for the broader Texas market. Chris Davis will join the conversation with a regulatory perspective, covering compliance considerations and key risk warnings.

Panel 2: Receivership Case Law & Enforcement Update
The conversation continues with three SEC experts, Kit Addleman, Rebecca Fike, and Dee Raibourn. They'll cover current Fifth Circuit receiverships, recent case law updates, and front-line experience on enforcement priorities.

There is no charge to attend this event.

Please note that this is an exclusively sponsored event and competing businesses may not attend this event. 

Agenda:

5:30 – 6:10 PM: Registration & Networking
6:10 – 7:10 PM: Dinner
7:10 – 8:40 PM: Presentation
9:00 PM: Conclusion

Our Panelists:

Kit Addleman Haynes Boone LLP Dallas, TX	Chris Davis Gray Reed Dallas, TX	Rebecca R. Fike Reed Smith LLP Dallas, TX	Cristi Ramón Ochoa Texas State Securities Board Dallas, TX	Dee Raibourn Blue Star Innovation Partners Dallas, TX

Learn more about our speakers HERE.

Thank You to Our Sponsor!

Stretto delivers a full spectrum of case management and claims administration services, depository and distribution solutions, and technology tools to legal and financial professionals. With a comprehensive suite of tailored offerings, Stretto provides an unparalleled portfolio designed to meet our clients’ unique financial and business objectives. For more information about Stretto, please visit stretto.com. 

CLE

NAFER is applying for 1 hour of CLE credit in Texas. If CLE is needed for another state, attendee will need to apply on their own.

CPE

National Association of Federal Equity Receivers is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org.

Attendees may earn 1.2 CPE credit in the Specialized Knowledge field of study. CPE credits are based on a 50-minute hour.

This is a Group Live event.

Level

NAFER offers advanced level sessions to federal equity receivers and the professionals that support them.

Prerequisites

No advanced preparation is needed for the conference.

Confirmation

All registrants will receive a receipt of registration. If you do not receive confirmation, please contact NAFER Staff at (888) 778-5933.

Questions?

If you have any questions about this NAFER Regional event, registration procedures‚ or administrative policies such as complaint or refund, please contact us at (888) 778-5933 or naferstaff@nafer.org.