Receiverships 3.0 | Miami Regional Meeting

Tuesday, April 14 | 11:30 AM - 1:00 PM ET | W Miami

Receivers are an integral part of securities enforcement actions. They preserve and locate assets for the benefit of aggrieved investors and assume the management of the business enterprise—whatever that may be. This Program provides a general overview of SEC receiverships, from pre-suit considerations to discharge. We are fortunate to have Paul H. Tzur, the SEC Enforcement Division’s Deputy Director Central/South, overseeing the SEC’s Atlanta, Chicago, and Miami Regional Offices. Paul will discuss the recent changes at SEC Enforcement, including changes to the SEC Enforcement Manual, new enforcement priorities, the number of enforcement action investigations, and the new SEC Enforcement command structure. Paul will be joined by Judge Rodolfo A. Ruiz II of the United States District Court for the Southern District of Florida. Judge Ruiz is currently presiding over one of the largest receiverships in Florida history. Paul and Judge Ruiz will be joined by NAFER immediate past president Jonathan E. Perlman and Jeffrey C. Schneider, seasoned practitioners who have served as receiver, receiver’s counsel, and class counsel in some of the largest enforcement actions across the country.

There is no charge to attend this event.

Please note that this is an exclusively sponsored event and competing businesses may not attend this event. 

Agenda:

More information coming soon!

Our Panelists:

Thank You to Our Sponsor!

CLE

NAFER is applying for 1 hour of CLE credit in Florida. If CLE is needed for another state, attendee will need to apply on their own.

CPE

National Association of Federal Equity Receivers is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org.

Attendees may earn 1.2 CPE credit in the Specialized Knowledge field of study. CPE credits are based on a 50-minute hour.

This is a Group Live event.

Level

NAFER offers advanced level sessions to federal equity receivers and the professionals that support them.

Prerequisites

No advanced preparation is needed for the conference.

Confirmation

All registrants will receive a receipt of registration. If you do not receive confirmation, please contact NAFER Staff at (888) 778-5933.

Questions?

If you have any questions about this NAFER Regional event, registration procedures‚ or administrative policies such as complaint or refund, please contact us at (888) 778-5933 or naferstaff@nafer.org.