Regulatory Receiverships: A Receiver’s Role in the Larger Investigation

Monday, May 1 | 5:30 - 9:00 PM PT

A Receiver is an essential tool within the realm of asset and information preservation and recovery in a regulatory context. But a Receiver can also be a fundamental and contributing part of a related or underlying investigation. This program, comprised of an SEC attorney and receivership experts, will be discussing the Receiver within the investigatory context: the best practices, important strategies, and avoiding potentially disastrous pitfalls.

There is no charge to attend this event.

Please note, the Jonathan Club Downtown LA has a strict dress code. Men are required to wear a suit or collared sport coat, collared shirt, necktie and closed-toe leather dress shoes or equivalent military, religious or public agency attire, and women are required to wear a dress, business suit, pantsuit, blouse, skirt, or tailored slacks and dress shoes (including open or closed-toe shoes, mules, loafers and dressy sandals), or equivalent military, religious or public agency attire.

Agenda:

5:30 - 6:30:  Registration & Cocktail Hour

6:30 - 9:00:  Dinner and Presentation

Our Panelists:

Kyra Andrassy Smiley Wang-Ekvall, LLP	Ryan Baker Douglas Wilson Companies	Lynn Dean SEC	Kenton Johnson Kenton Johnson, Inc.	Richard Robinson U.S. Attorney's Office

Thank You to Our Sponsor!

Stretto delivers a full spectrum of case-management services, depository solutions, and technology tools to fiduciaries. We offer a comprehensive suite of corporate-restructuring and consumer-bankruptcy capabilities along with multi-faceted deposit and disbursement services. Stretto leverages deep-industry expertise and market insights to provide an unparalleled portfolio of solutions. Our team seamlessly integrates streamlined workflows and best-in-class technology to orchestrate the administrative process and create harmony for professionals and their teams. For more information about Stretto, visit www.stretto.com.

CLE

NAFER will be applying for CLE in California. If CLE is needed for another state, attendee will need to apply on their own.

CPE

National Association of Federal Equity Receivers is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org.

Attendees may earn 1.2 CPE credit in the Specialized Knowledge field of study. CPE credits are based on a 50-minute hour.

This is a Group Live event.

Level

The NAFER offers advanced level sessions to federal equity receivers and the professionals that support them.

Prerequisites

No advanced preparation is needed for the conference.

Confirmation

All registrants will receive a receipt of registration. If you do not receive confirmation, please contact NAFER Staff at (888) 778-5933.

Questions?

If you have any questions about this NAFER Regional event, registration procedures‚ or administrative policies such as complaint or refund, please contact us at (888) 778-5933 or naferstaff@nafer.org.