What to Expect from the Agency-Receiver Relationship
Wednesday, May 4 | 5:30 - 8:30 PM CT
Acquire valuable insight into establishing, developing and maintaining a relationship of trust and confidence between receivers and the agencies that recommend them.
There is no charge to attend this event.
NAFER has secured a special rate of $249 per night (normally $402 per night) for May 3-5, 2022. To ensure you receive these special rates, please be sure to book your room by April 19, 2022. Reservations can be made online HERE
or by calling 214-720-2020 and referencing NAFER.
Presented by:
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David L. Peavler
U.S. Securities and Exchange Commission
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Matthew H. Wernz
Federal Trade Commission
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Deborah D. Williamson, Esq.
Dykema
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Eduardo S. Espinosa (Moderator)
Akerman, LLP
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David L. Peavler Regional Director U.S. Securities and Exchange Commission
David Peavler is the Regional Director of the SEC’s Fort Worth Regional Office, which covers Texas, Oklahoma, Arkansas and Kansas. Before serving as Regional Director, David was General Counsel for a registered broker-dealer and investment adviser.
Previously, Mr. Peavler spent 15 years in the SEC’s Enforcement Division, most recently as head of Enforcement for the Fort Worth office.
In addition to his tenure at the SEC, Mr. Peavler has been a partner in the trial section of Locke Liddell (now Locke Lord), where he primarily represented major accounting firms, and in-house with Phillips Petroleum Company and ConocoPhillips, handling
general corporate and transactional matters. Mr. Peavler is a lifelong Texan who received his law degree from the University of Texas and his undergraduate degree in accounting and economics from Baylor University.
Matthew H. Wernz Regional Director Federal Trade Commission, Southwest Region
Matt Wernz is the Regional Director of the FTC’s Southwest Regional Office in Dallas. The FTC is the nation’s only general-jurisdiction consumer protection agency, and its Southwest Region includes Arkansas, Louisiana, New Mexico, Oklahoma, and Texas.
The FTC investigates and litigates consumer protection cases against companies and individuals who have violated the Federal Trade Commission Act and other consumer protection statutes and regulations. The Southwest Region has brought actions
against deceptive online subscription services, illegal pyramid schemes, sellers of fraudulent COVID-related products, and companies engaged in deceptive and unfair privacy and data security practices. Before serving as Regional Director, Matt
was an attorney in the FTC’s Midwest Region and Chicago from 2010 until 2020, and, in 2021, Counsel to the Director of the FTC’s Bureau of Consumer Protection. Before joining the FTC, Matt graduated from Northwestern University School of
Law and served as a judicial clerk for the Honorable Joan B. Gottschall of the U.S. District Court for the Northern District of Illinois.
Deborah D. Williamson, Esq. Member Dykema
For more than 30 years, clients have turned to Deborah Williamson for leadership and advice on bankruptcy and restructuring matters. Deborah is a national leader in bankruptcy law, and she leverages her experience and insight to advise clients across
industries on counter-party risk, bankruptcy litigation, and asset acquisition.
Deborah is widely recognized as one of the top bankruptcy lawyers in the United States and one of the top lawyers—period—in Texas. She was selected to serve on the American Bankruptcy Institute(ABI) Bankruptcy Reform Commission, received lifetime
achievement awards from both ABI and The San Antonio Business Journal, and is recognized in legal publications such as Chambers USA: America’s Leading Lawyers for Business, The Best Lawyers in America, and Super Lawyers. In 2016, Deborah authored
the second edition of When Gushers Go Dry, The Essentials of Oil & Gas Bankruptcy to address new realities in the oil fields, the first guide to oil and gas bankruptcy. She had previously co-authored Bankruptcy Litigation for the Commercial
Litigator.
Deborah has been named a leader in her field by Chambers USA since 2003. She was listed by Texas Super Lawyers among the “Top 100 Lawyers in Texas,” the “Top 50 Women Lawyers in Texas,” and the “Top 50 Lawyers in Central Texas” since that honor’s
inception. She has also been included in The Best Lawyers in America© for more than 20 years. She has served as co-chair of the Bankruptcy and Insolvency Litigation Committee of the Litigation Section of the American Bar Association and chair
of the SBOT Bankruptcy Law Section.
Eduardo S. Espinosa (Moderator) Partner, Fraud and Recovery
Akerman, LLP
Eduardo Espinosa is an experienced court-appointed fiduciary frequently recommended by regulators to serve in proceedings where there is concern that assets will be dissipated. A former enforcement lawyer with the U.S. Securities and Exchange
Commission (SEC), Mr. Espinosa has served as receiver, receiver's counsel, or trustee, in federal and state proceedings involving fraudulent securities offerings. He has particular experience with life settlements, EB-5 offerings and
FOREX funds. In addition to his fraud and recovery practice, Mr. Espinosa advises clients on the legal and regulatory aspects of their commercial and transactional opportunities.
Thank You to Our Sponsor!
Stretto delivers a full spectrum of case-management services, depository solutions, and technology tools to fiduciaries. We offer a comprehensive suite of corporate-restructuring and consumer-bankruptcy capabilities along with multi-faceted deposit
and disbursement services. Stretto leverages deep-industry expertise and market insights to provide an unparalleled portfolio of solutions. Our team seamlessly integrates streamlined workflows and best-in-class technology to orchestrate the
administrative process and create harmony for professionals and their teams. For more information about Stretto, visit www.stretto.com.
CLE
This session has been approved for 1 hour of CLE in Texas. Course #174155643.
CPE
National Association of Federal Equity Receivers is registered
with the National Association of State Boards of Accountancy (NASBA) as a
sponsor of continuing professional education on the National Registry
of CPE Sponsors. State boards of accountancy have final authority on the
acceptance of individual courses for CPE credit. Complaints regarding
registered sponsors may be submitted to the National Registry of CPE
Sponsors through its website: www.nasbaregistry.org.
Attendees may earn up to 1.2 Total CPE credits available in the field of study: Specialized Knowledge. CPE credits are based on a 50-minute hour.
This is a Group Live event.
Level
The NAFER Conference offers advanced level sessions to federal equity receivers and the professionals that support them.
Prerequisites
No advanced preparation is needed for this event.
Confirmation
All registrants will receive a receipt of registration. If you do not receive confirmation, please contact the registration department at (888) 778-5933.
Questions?
If you have any questions about this NAFER Regional Meeting, registration procedures‚ or administrative policies such as complaint or refund, please contact us at (888) 778-5933 or naferstaff@nafer.org.
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